Friday, 3 October 2014

HRM Strategy and Implementation

Contents

 





















Executive Summary

This essay studies the case of a utility business organisation which has struggled to implement a change process concerning employee relations.
The researcher has employed tools such as Strategic negotiations framework and framework of voice systems and managerial styles to unearth factors such as high control, low trust and withholding information by the management under a distributive negotiation process (that too against a workforce which has a high bargaining power) as causes which lead to a loss-loss scenario.
The same models and theories have been utilised to analyse the corrective measures taken by the new management and suggest a future course of action for the organisation.
The conclusion reached is, following an indirect/direct voice enabling system which fosters co-operation and partnership for mutual growth can only lead to smooth strategy implementation and, long term sustenance and stability of the employee relations in an organisation. 

Introduction

This report presents the case of a large utility business based in a wealthy region of the country. The case presents a classic problem in Human Resource Management, wherein the importance of good employee relations and voice management strategies is highlighted to ensure smooth and profitable operations.
In this essay, the researcher endeavours to analyse a change management process (in context of Human Resource Management) using the Strategic Negotiations model developed by Walton, Cutcher-Gershenfeld and McKersie. The recent happenings in the organisation are traced on the relating section of the model and then the probable reasons behind such a situation are unearthed.
Further, the researcher also tries to contrast the differences in management style of the current and past leadership; highlighting the differences in approach and the reasons behind the success or failure of a particular leadership.
Also, a study is made of the framework of voice systems and management styles to suggest a future course of action in order to achieve efficiencies. Focus here being, the detailing of an implementation plan (in addition to providing a theoretical framework).
In the sections to follow, the issue, its analysis, contrasts between leaderships and recommendations are studied using a structured approach.

The Issue

Case

The issue is broadly concerned with a ‘change management’ process gone wrong.  Five years ago, the key management of a large utility business (employing 4000 people) realised that its employee relations program needed a review to meet the current industry standards and efficiencies. This thought was inspired by benchmarking the success of a firm in the same industry, which was highly successful in cutting down costs and increasing profitability by adapting to a system of ‘annualisation’ of employee pays. However, the management of the business in purview remained ignorant of the exact change management process that the bench marked firm took.
The HR director in consultation with the CEO, initiated talks regarding the implementation of the new process, with the full time union official (at the regional union office). However the HR director failed to note that the real influence over the workforce rested with the workplace union delegates thus, excluding them from discussions.
These union delegates becoming wary of change initiation, became hostile towards the management’s efforts labelling such moves having an ulterior motive of profiteering at the expense of the worker by exploiting the workforce.
Ultimately the management has to give in to the resistance of these delegates by providing a raise to the salaries (as the labour market becomes strong the management loses bargaining power). However, in the ensuing years the change efforts still fail and profitability declines, forcing the CEO and HR Director to resign from their position. The new management in place is trying to win over the union’s confidence and some positive efforts have been actualised however, the management still lacks a clear approach to achieving full efficiencies.

Annualised work hours

Every industry especially manufacturing, experiences certain periods of demand peaks and falls. This alternation between high and lows requires the employment of more labour/work hours when the demand is on the rise and less working hours when the demand is on the decline.
This characteristic of business has entailed a system of overtime wages and special compensations in times of emergency call outs. However it was noticed that certain workers tend to abuse the overtime wage norms leading to greater costs to the company at relatively no output being produced or needed at certain times. Thus, HR and Operations researchers worked on to find a system which could counter this abuse problem, adjusted well to the industry highs and lows (thus serving the business efficiently) and also take care of employee’s welfare.
The result of such a find was the Annualised work hour approach. This approach entails that salaries remain the same over each give out period (that is usually a month); employees work over time/put in extra effort in periods of high demands and emergency call outs – at the same pay; however, this extra effort gets compensated by holidays and lesser working hours in periods of low demand. Thus employee’s pay remains unaffected (as it was before the adoption of Annualised work hours) and the firm can ensure proportionate supplies according to demand, without having to run the hassle of lay off, re-hiring or contract recruitment.

Resistance against the Annualised working hours system

Usually employees and unions will accept the stability that an Annualised system promises. However, there are a few quarters who will resist such change for certain vested interests. These particular reasons and sources are:
1.      Employees who are exploiting the overtime work wage rate will be against such moves. As they are already earning more than the basic pay by working overtime even in periods of low demand. Thus, getting a pay not proportional to the effort made.     
2.      Some employees may have family commitments or other time commitment issues which may hold them from participating in ‘emergency call outs’ and over time working hours.
3.      Lack of knowledge about the operations of the annualised working hours system may be a limiting factor for some unions or employees. Lack of a clear understanding of the process and the general tendency to resist change may muster resistance from various quarters of the workforce of the organisation.
By now we have a clear understanding about the issue. In the following sections we will analyse ‘what went wrong’ and ‘how to go about it’ with the help of various models and theories formulated by leading researchers in HR, psychology and related fields of knowledge.

Old management’s strategy in light of the Strategic Negotiation’s Framework

1.     Introduction to the Strategic Negotiation Framework

Walton, Cutcher-Gershenfeld and McKersie’s Strategic Negotiation Framework is a model that provides a behavioural approach to managing Human Resources and especially employee relations in an organisation.
The model studies the relations management systems in an organisation under the light of the determinants of a negotiator’s choices, the approach a negotiator uses to interact and negotiate with the concerned group and the outcomes of such negotiation.
Given the various motivations and choices made by the HR managers in an organisation the final approach can be of three possible types; firstly, a ‘Fostering’ approach which will involve total commitments from all the parties to the agreement and will provide the best possible solution to a problem hence, a win-win situation; Secondly, the ‘forcing’ approach, which follows distributive bargaining tactics. This process is followed when the negotiator realises that the other party is at a weaker bargaining position and can be forced to submit by the policy of divide and rule. This is an exploitative win-lose strategy, unhealthy for long run as it does not secure total commitment and cannot achieve full efficiencies. It merely achieves the short term needs. The last approach is that of ‘escape’. This approach is utilised by managers who are scared or unskilled to manage the inhibitions and oppositions arising while managing change. Such an approach is one of an escapist who runs away from the problems neither by implementing policies which do not achieve any real goals nor in consultation from other parties involved. Such a loss-loss approach does great damage to the organisation by undercutting relationships and non-achievement of organisational goals.

2.     Old management’s Position in the model

By studying the model it can be aptly said that the management followed the ‘Escape’ route. The researcher’s position on the same is substantiated by the following factors:
1.       Determinants- the old HR manager’s choices were influenced by substantive objectives. He/ She viewed the change as a mere revision of employment contract (restructuring employee salaries) to improve profitability.
Also, the manager failed to take into account or ignored the change management process followed by the organisation bench marked for such a move. Also the manager was ignorant about the proper chain of command/ influence that could shape employee behaviour. In this case, he consulted only with the full time union officials rather than the workforce union delegates who held actual control over employee relations.
3.       The process employed- is one of escaping the real issue. The HR manager merely stated that the annualisation would not affect the earning levels of the employees, and ignored the importance of explaining the why and how of the process; and to understand the workforce’s point of view and their concerns regarding the change. Also, the management bargained with the wrong authority as it failed to take note of the levels of authorities employed in the process.
4.       Outcomes- As the HR manager looked for substantive outcomes, giving precedence to compliance over commitment, the change management process failed miserably ending in further loss to the company (in form of a raise, without any change to the employment terms) and loss to the workforce (by reduced profitability and high vulnerability and stability issues of the organisation due to inefficiencies).

3. Rating the choice of the strategy adopted

The researcher has reached a sufficient understanding regarding the factors that influence the choice of the strategy. These factors being:
1.       Desirability of the objectives- the management desired revising the employment terms of the current workforce so as to reduce the abuse of overtime pay rates by some employees and increase profitability by proportional distribution of the working hours according to demand volumes (annualised work hours). This goal motivated the change management process.
2.       Feasibility of change- the management viewed this as a substantive goal that is merely modifying the employment terms and hence followed a substantive approach bringing the policy proposal as a mere notice to the union officials; ignoring the importance of explaining the issue and securing commitment to it by open discussion with parties going to be affected (workforce and its delegates).
By keeping such a limited view of the issue the management was following a policy of compliance and containment; forcing workforce agreement to a certain issue and then ensuring achievement of certain ends. However, it failed to take notice of the increased bargaining power in the labour market and the union delegates’ and employees’ strict resistance to change since they were unaware of its implications and it adversely affected a fraction who were earning due to overtime pays. Thus, the business’ choice of strategy can be rated as extremely undesirable given the state of affairs the business functioned in.

4. Accounting for the poor performance of the strategy

Since the choice of the strategy was undesirable, it lead into a dismal performance and complete failure. The reasons for non performance are listed below:

1.      Strong labour market

The labor market was quite buoyant at the time the change management process was initiated. This left a lot of bargaining power at the hands of the worker. The management did not take note of this and proceeded to try and force its decision (which concerned the employees critically) on the workforce. This alerted the representatives of the union, of the organisation’s ulterior motives to exploit the staff to increase profits and hence they resisted.

2.      Parties involved

The HR director involved the full time union officials in the proposal and implementation of the annualised work hours scheme. The director was either ignorant or oblivious of the influence, the workplace union delegates held as opinion leaders of the employees. Thus the issue was addressed to the wrong party, leaving the workforce angry and reproachful about the motives of the managers.

3.      Forcing the issue

The HR director tried to force the change on the workforce rather than involving them in a joint decision making process winning their partnership in addressing organisational problems and ensuring their commitment to organisational growth. Moreover by continually pursuing the issue (in a similar fashion) next issue, the management seemed desperate in its zeal to exploit and profiteer.

Company’s new employee relation attitude/position

The new management follows an approach of partnership and internal differences management when it comes to maintaining employee relations. The same is evidences by the following steps of the new management:

1.      Managing irksome issues

The new management wanted to avoid the ongoing confrontation in collective bargaining so as to gain a breather for ‘thinking’ a better approach to solve the problem. The new management tried to do away with all the issue that were bothering the workforce and their representatives. Moreover the management sorted out pays at the going rate and declared that it will not pursue the plan to move towards annualisation, any further. This was a very necessary step, to start with the process of building employees’ confidence in the new management team and the corrective policies they intended to take up.

2.      Inclusive discussions

Although the new management declared that it wouldn’t proceed with the change to annualised working hours process, it certainly did need to make amends in order to cope up with the rising costs and the growing inefficiencies of the current systems. Hence, the management communicated and discussed with the union delegates the need to conduct an efficiency study, in a private meeting. Since the parties to be affected were directly involved in the consultation process, confrontations were reduced to a mere ‘wait and watch’ attitude of the delegates.

3.      Using tools which are mutually trusted

The efficiency study to be commissioned was conducted by a third party consultancy. The choice of the consultancy was such that it enjoyed the confidence of both the workforce and the management. This went a long way in securing employees’ willingness in being part of the survey as well as establishing trust on the consultant organisation and credibility of the report produced; thus, ensuring minimum obstacles in implementing the recommendations of the reports.

4.      Managing implications of negative actions

The recommendation of the consultancy with regards to the efficiency report required to lay off an excess of 10% of the workforce in order to restore efficiencies and cut costs. This would have been a difficult to implement step had the management not included the representative of the workforce itself in the change process entailing surveys and then chalking out terms of such lay off by explaining the problem and devising an amicable solution. The end result was to promote voluntary resignation (subject to management’s approval) and compensating out going employees at the best rates in the industry. Thus, a change which could have gathered great resistance as it was concerned with employee welfare directly, was implemented smoothly by sharing the ownership of the decision making process with the party going to be affected by the decision.

1.     Managing internal differences

The new management has followed a fresh approach in dealing with employee relations. It seeks to address the issues and differences in the organisation rather than ignoring them (as was the case with the old management) by holding an all inclusive discussion and decision making process. Addressing and accepting internal differences will provide better understanding to special organisational needs and lower resistance, while designing a change management process in future.

2.     Shaping attitudes

The current management also follows a policy of shaping attitudes rather than that of coercing a policy on the concerned parties. The managerial attitude towards change is that of forging partnerships to ensure mutual benefits and ensuring dedication and commitment to work. As against earlier management, the new one is not resisting any ideas from the workforce; rather it is spearheading a discussion which will forge ideas and shape opinions which are weighed with reason.

Recommendations

In this section the researcher aims to provide certain recommendations for future course of action, utilising the framework of voice systems and managerial styles.
The framework of voice systems and managerial styles studies a mix of various types of relations with the employees and types of relations with the unions the intermingling of which gives birth to different managerial styles and voice systems in an organisations.
There is a continuum of various voice systems and managerial styles at either end of which are two extremes. On one end is a no voice, no trust, high control and avoidance system; and on the other is a direct/indirect voice system, high trust, high commitment, cooperation based organisation. The movement from the first to the second is not a direct leap but rather a process which entails risk, dedication and goal orientation.
The previous management team in the organisation operated somewhere towards the first extreme, showing needs for control and exhibiting low trust by withholding sharing of information; but, the current management is trying to move to the other side of the continuum to an ideal state of partnership, trust, commitment, open to all voice systems and mutual ownership. This is only going to happen if:
1.       Relations with employees are commitment oriented- This will involve gaining back the trust of workforce by committing to the cause of their welfare. All material developments in the company should be shared with its workforce, its implication explained to them ensuring understanding of the issue. All efforts are to be made towards securing the people of the organisation from any negative outcomes. Putting the people first will go a long way in winning their trust ensuring long lasting commitment and self motivation from the workforce.
2.       Relations with unions and elected work councils- The relations with such representatives should be based on co-operation. This will only happen when the attitude of the management is that of inclusive growth rather than of undermining the authority of such councils (as was the case with the old management). By making such unions part of the discussion, debate or, decision making process a partnership can be established instilling a sense of ownership in all the members of such a process. By forging a positive association with the opinion leaders in the organisation, it becomes easy to steer change.
Once these optimal relationship dynamics are achieved the new management can once again think of moving towards adapting annualised working hours system to meet bench marked industry standards in order to restore the long term sustainability of the organisation.
The recommended approach to change management for adopting annualised working hours system is as follows:

1.      Due attention to previous mistakes  

Mistakes such as discussing the issue with the wrong party and failing to take into account sections which are likely to react negatively (such as those profiting from overtime rate provisions and those having prior time commitments) should not be committed again.

2.      Planning

A business plan must be written laying down the exact requirements and the manner in which they are to be fulfilled. This will help in bringing to surface all material issues which may bring criticism and resistance.

3.      Discussion

After the business plan is made, a discussion must be initiated with all concerned parties. Especially with those it is going to affect critically. For example, in case of annualised working hours, shift patterns must be discussed with employees to design them according to employee willingness and their prior commitments. Also, terms such as emergency call out premiums and abolition of overtime rates must also be discussed at this stage.
The aim of discussion is to reach a thorough understanding of the issue and let all concerned parties make a consensual decision for mutual benefit, backed by sound logic and reason.

Conclusion

This report has carefully studied the role of human resource management techniques in managing changes and employee relations in an organisation. The report has even utilised the strategic negotiations framework and the framework of voice systems and managerial styles to analyse the situation presented in the case; that of a blunder committed by the old management of the company by following a loss-loss escape route in managing change and how the new management in the same organisation is now trying to restore the stability of the organisation.
The report makes some valuable suggestions on how the new management can work towards winning back the trust of the workforce and forge partnerships to gain the commitment of the staff on achieving organisational goals and growth objectives.
Summing up, the essay has been helpful in establishing the importance of a people first attitude in ensuring long terms sustenance and growth of any organisational machinery.   

References

5.       www.erudit.org
6.       www.ims-productivity.com


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