Friday, 19 September 2014

The writer needs to analyse the arguments and position of the author in the document: The Case for Global Accounting Standards: Arguments and Evidence Ann Tarca Professor of Accounting, University of Western Australia. Academic Fellow - Research, IFRS Foundation1

In the paper, “The case for global accounting standards: Arguments and Evidence”, Ann Tarca, factually summarises the various benefits that have come to light through various studies on effects of IFRS in the pre and post adoption phase.
The author especially focuses on:
-The effects of adoption of IFRS on market efficiency. Such effects have been measured through indicators such as, changes in market liquidity, firms’ cost of capital, stock return synchronicity and trends in foreign investment/ownership and improvements in analysts’ report and forecast accuracy.
-The boost to economic development by way of implementation of IFRS; this is highlighted by relating the financial infrastructure of the country to its economic growth. It is also stressed upon here the effects of country’s political and legal practices on its economic and financial furtherance. Various parameters as, total foreign investment growth, ownership accumulation, etc. are used to determine whether the implementation of IFRS has been beneficial or not.
-IFRS as a subject of policy matter in financial re regulation initiatives. This has been a widely discussed subject, post the crisis of 2007. The major endeavour in this context being, monitoring financial and banking systems so as to increase transparency, accountability, co-operation and integrity in financial markets. IFRS as a way of making monetary systems transparent and comparable has been widely embraced.
-The effect of IFRS in developed markets. The last part of the paper elucidates upon the trends noticed in developing countries pre and post adoption of IFRS. It also brings to notice a paradox wherein, the developed countries which bear great financial influence and dominance, and themselves propagate the use of IFRS, have difficulties and reservations in implementing them.
The author takes a stand, which criticises and analyses, by raising proper evidence with reference to the effect of IFRS on various entities in different settings. Although the paper largely outlines the benefits of the IFRS, the paper is also critical in giving due credit to factors supporting the success of the IFRS. The author also presents scenarios where the IFRS have not been very successful and the paradox and barriers impeding the success of the standards.
It will be helpful to understand Ann Tarca’s point, by analysing the arguments put forward in the paper one by one.


1.       IFRS adoption and market efficiency
The author tries to answer the question, ‘whether the information provided by IFRS has been beneficial to market participants or not?’ Various studies cited in the paper attempt to answer the question by bringing to light various parameters to gauge the efficiency of the standards. Evidence is gathered by monitoring changes in market liquidity and firms’ cost of capital. Market liquidity increased and cost of capital decreased due to increased disclosure of critical information and better comparability under the IFRS. It was also noticed, that trading activity increased highlighting investments in foreign equity by individual investors; increase in cross border holdings; larger volumes of mergers and acquisitions and their smoother execution; increase in institutional ownership of equity; and foreign analysts being able to make accurate forecasts.
All this has been directly and indirectly related to the adoption of IFRS. Since, the standards have made available quality information in a highly comparable manner, narrowing geographical distances and making information relevant and timely for other entities. Thus, information is not anymore exclusively restricted as ‘private information’. Foreign investors rely on such standards as they reduce the chances of surprises.
Such benefits have been proven to relate to IFRS by investigating stock return synchronicity across mandatory IFRS adopters in the EU.
However, Ann also emphasizes the importance of a strong legal implementation and enforcement infrastructure to effectively bring IFRS into action. A case in point being, the example of US mutual fund ownership increasing for mandatory adopters, but only when adoption is seen as ‘credible’. The author also points out, that IFRS have not been successful in every case; for example, in some IFRS adopting firms’, earning comovement has increased, meaning a poorer information environment thus bringing out the lags in the standards. Hence, a continual improvement plan is recommended.

2.       IFRS and economic development
The point highlights various studies that have concluded that countries with weaker investor protection laws or weak law enforcement tend to have weaker and smaller capital markets; this can be linked to the high amount of risk a potential investor need to assume before participating in such markets. On the other hand, economies with stronger investor protection and stricter law enforcement tend to have larger and stable capital markets thus, winning over investor confidence by way of outsider rights, information disclosure, transparency and comparability.
Therefore, a relation is known to exist between the state of law and the health of financial markets and in turn economic development. The inevitability of a good legal and financial structure and quality accounting standards has been stressed upon in various policy initiatives to promote capital market growth. The use of IFRS has been the answer to the requirement of such policies, as they have been noticed to stimulate foreign investments by making markets accessible and safe for foreign investors; by providing relevance, transparency and comparability along with enhanced investor protection. Ann cites the case of Malaysian Accounting Standards Board, which has taken up IFRS to improve ‘transparency and international perception’ in order to attract foreign investment. The move has been made by MASB to align Malaysian companies with global standards, as they operate in an international environment.
However, the paper also talks of studies which have pointed out that IFRS are largely concerned with trade and foreign direct investment – prominent issues for developing and transition economies, and of little significance in economies where either foreign investment is not a problem or which already embrace quality accounting standards.

3.       Financial re regulation
It has been the focus of policy makers, post the economic crisis of 2007-2008, to make financial markets more stable and disciplined. It has been a worldwide realisation, that financial systems need to be monitored and checked due to the potential snow balling of economic crisis and costs incurred in losses and rehabilitation in case of such crisis.

The key objectives under reformatory measures have been:
-strengthening transparency
-increasing accountability
-sound regulation of financial systems
-promoting integrity in financial systems and reforming them
-and fostering international co-operation in bringing the above points in implementation framework

These objectives can be reached, by the application of accounting standards which bring about, consistency in financial records and their maintenance, by bringing about standardisation in recognition, measurement and disclosure for financial instruments.
Thus, the characteristics specified for ideal policy requirement closely tally with the IFRS. Hence, a lot of nations have adopted the standards to mitigate a hostile risk strewn financial climate and as a cautious step to safeguard against potential economic crisis.

However, Ann Tarca also quotes a review posted by SEC about IFRS reporting which summarizes, the use of options in IFRS has lead to insufficient and inconsistent disclosure in certain areas affecting comparability. Thus, it can be summed up, on one hand IFRS provides a strong check against potential economic and financial risk; on the other hand, due care must be taken while applying the standards so as not to skew the results.

4.       IFRS in developed markets
The last point in the paper analyses the reception and effects of IFRS in developed countries. The first part of the argument puts forward the example of developed countries like Australia and New Zealand, which already have robust investor protection program, also embracing the need for IFRS. Post adoption of IFRS, researchers have observed an increase in value relevance, persistence of earnings and growing capital markets, in such countries. Adoption of IFRS by developed nations which already had good accounting programs goes on to vouch for the benefits of the standards. Such nations have stimulated integration with world economies and sought IFRS as a way to reduce cost incurred on reconciliation among varying national standards. This has also benefitted investors by widening their pool of investment.
The argument also points out the need for influential developed nations such as Japan and USA, to integrate and converge with global standards such as IFRS, to maintain their position in international markets.
However, the author also points out a paradox pertaining to the adoption of IFRS by nations as influential as the USA. Such nations do not converge to IFRS on basis of foreign trade volume or investment inflows but, rather make the decision based on the government’s capability of timely decision making and opportunity cost of switching. It may be noted that a country is likely to switch if its trade partners or neighbours make the move to reduce the transaction costs involved. Therefore, a problem of delayed adoption and gaps in integration of IFRS also need to be addressed.

To conclude, it may be stated that, while the author believes that the wide acceptance of IFRS internationally has spearheaded growth and has accrued plethora of benefits for embracing nations. However, it is to be noted that such successful implementation is only possible when backed by a strong political and legal climate along with a sound financial infrastructure.
Also, gaps in interpretation and implementation of IFRS need to be addressed and corrected for their successful working.
Benefits occurring in developed markets are more varied since, such markets already had some sound accounting procedure in function before IFRS; so the benefits in such markets pertain to more than increasing transparency, disclosure and comparability.

Overall, the author cites the IFRS as progressive and supports with factual studies and survey. However, she also highlights the lags in the standards’ interpretation and implementation, and need for proper checks to counter the weaknesses in the system.
 








No comments:

Post a Comment